Sector Expertise

Chartered Accountants for NBFC & Financial Services

RBI compliance · Provisioning norms · FD/NCD audit

NBFC & Financial Services

NBFCs and financial services businesses operate under regulatory scrutiny that most other industries don't face, and our practice is structured to meet that head-on. Our statutory audit work for NBFCs is conducted specifically against RBI's NBFC direction norms, not a generic audit programme adapted after the fact, and our NPA provisioning and IRACP compliance review examines asset classification and provisioning with the rigour regulators expect — including the scale-based regulatory tiering that now determines which prudential norms actually apply to a given NBFC.

For NBFCs raising public deposits, our FD/NCD issuance compliance and internal audit work covers the specific obligations that come with public fund-raising, while our GST on financial services practice focuses on input credit optimisation in a sector where GST treatment is genuinely more complex than most. We also provide direct RBI inspection support and regulatory filing assistance, standing alongside management through the examination process rather than only preparing documents in advance of it.

Under IndAS, our work extends to expected credit loss (ECL) modelling under IndAS 109 — the provisioning shift from an incurred-loss to a forward-looking model that changes how NPAs actually flow through the P&L. We also review related-party transaction disclosures and fit-and-proper director documentation against RBI's governance expectations, which increasingly draw as much regulatory attention as the balance sheet itself.

Where We Help

RBI-aligned Statutory Audit NPA & IRACP Provisioning ECL Modelling (IndAS 109) FD/NCD Compliance GST on Financial Services RBI Inspection Support
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01
RBI Prudential Norms
Capital adequacy and asset classification rules now vary by an NBFC's regulatory tier. We keep your compliance calendar matched to the tier you actually sit in.
02
IndAS & ECL Transition
Expected credit loss modelling under IndAS 109 is a genuinely different provisioning discipline from the old incurred-loss approach. We build the model, not just review it.
03
Related-Party & Governance
RBI's related-party disclosure and fit-and-proper norms draw as much scrutiny as the numbers. We keep the governance documentation as tight as the audit.

Related Industries

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